-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NWiqGwXBg9L6C4BrZqZIcgYrzqWsPX1RzzyTvQSMun91SlSQPROH/uR2cI1Jqw8G EmJ5k7REf17g+Oi98+Npqw== 0000899140-99-000143.txt : 19990212 0000899140-99-000143.hdr.sgml : 19990212 ACCESSION NUMBER: 0000899140-99-000143 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990211 GROUP MEMBERS: E.M. WARBURG, PINCUS & CO., LLC GROUP MEMBERS: WARBURG PINCUS INVESTORS LP GROUP MEMBERS: WARBURG, PINCUS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC /DE/ CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43211 FILM NUMBER: 99531424 BUSINESS ADDRESS: STREET 1: 110 E 59TH ST STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS INVESTORS LP CENTRAL INDEX KEY: 0000929658 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133549187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G 1 INITIAL FILING ON SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response.....14.90 -------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NTL Incorporated ------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------- (Title of Class of Securities) 629407 10 7 ------------------------------------------------------- (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) ------------------------------------------------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ ------------------------- CUSIP No. 629407 10 7 13G Page 2 of 7 Pages ------------ --- --- - ------------------------ ------------------------- - ------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Investors, L.P. 13-2673503 - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------ ------------------------------------------------------- 5 SOLE VOTING POWER -0- ------ ------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 3,833,286 OWNED BY ------ -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH ------ ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,833,286 - ------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,833,286 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.3% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ------------------------------------------------------------------------ - ------------------------ ------------------------- CUSIP No. 629407 10 7 13G Page 3 of 7 Pages ------------ --- --- - ------------------------ ------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus & Co. 13-6358475 - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER -0- ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 3,979,632 OWNED BY EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,979,632 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,979,632 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.6% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ---------- --------------------------------------------------------------------- - ------------------------ ------------------------- CUSIP No. 629407 10 7 13G Page 4 of 7 Pages ------------ --- --- - ------------------------ ------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON E. M. Warburg, Pincus & Co., LLC 13-3536050 - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER -0- ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 3,833,286 OWNED BY ------ ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,833,286 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,833,286 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.3% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 00 - ---------- --------------------------------------------------------------------- Item 1(a): Name of Issuer: - ---------- --------------- NTL Incorporated Item 1(b): Address of Issuer's Principal Executive Offices: - ---------- ------------------------------------------------ 110 East 59th Street New York, NY 10022 Item 2(a) Name of Person Filing - --------- --------------------- This statement is filed by and on behalf of (a) Warburg, Pincus Investors, L.P., a Delaware limited partnership ("WPI"), which directly owns 3,833,286 shares of the Common Stock, par value $.01 per share, of NTL Incorporated (the "Common Stock"); (b) Warburg, Pincus & Co., a New York general partnership ("WP"); and (c) E.M. Warburg, Pincus & Co., LLC, a New York limited liability company ("EMW LLC"), which manages WPI. WP has a 20% interest in the profits of WPI as the general partner. Lionel I. Pincus is the managing partner of WP and the managing member of EMW LLC and may be deemed also to control both WP and EMW LLC. The members of EMW LLC are substantially the same as the partners of WP. As of the date of this Statement, WP may be deemed to beneficially own 146,346 shares of Common Stock held by its asset management affiliate Warburg Pincus Asset Management, Inc., which WP may be deemed to control. WP disclaims beneficial ownership of such shares. Item 2(b): Address of Principal Business Office: ---------- ------------------------------------- The business address of each of WPI, WP and EMW LLC is 466 Lexington Avenue, New York, New York 10017. Item 2(c): Citizenship: ---------- ------------ Delaware Item 2(d): Title of Class of Securities: ---------- ----------------------------- Common Stock Item 2(e): CUSIP Number: ---------- ------------- 629407 10 7 Item 3: If the reporting person is an investment advisor in ------- accordance with ss. 240.13d-1(B)(1)(ii)(E), check this box [ ] Page 5 of 7 Pages Item 4: Ownership: - ------- ---------- Ownership of WP: ---------------- (a) 3,979,632 shares of Common Stock, as of the date of this Statement (b) 9.6% (c) (i) -0- (ii) 3,979,632 (iii) -0- (iv) 3,979,632 Ownership of WPV and EMW LLC: ----------------------------- (a) 3,833,286 shares of Common Stock, as of the date of this Statement (b) 9.3% (c) (i) -0- (ii) 3,833,286 (iii) -0- (iv) 3,833,286 Item 5: Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- Not applicable. Item 6: Ownership of More than Five Percent on Behalf of - ------- Another Person: --------------- Not applicable. Item 7: Identification and Classification of the Subsidiary Which - ------- Acquired the Security Being Reported on By the Parent Holding Company: ---------------- Not applicable. Item 8: Identification and Classification of - ------- Members of the Group: - ------- --------------------- Not applicable. Item 9: Notice of Dissolution of Group: - ------- ------------------------------- Not applicable. Item 10: Certification: - -------- -------------- Not applicable. Page 6 of 7 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1999 WARBURG, PINCUS INVESTORS, L.P. By: Warburg, Pincus & Co., General Partner By: /s/ Stephen Distler ------------------------------- Stephen Distler, Partner WARBURG, PINCUS & CO. By: /s/ Stephen Distler ------------------------------- Stephen Distler, Partner E.M. WARBURG, PINCUS & CO., LLC By: /s/ Stephen Distler ------------------------------- Stephen Distler, Member EXHIBIT INDEX ------------- Exhibit Title - ------- ----- Exhibit 99.1: Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) EX-99.1 2 JOINT FILING AGREEMENT JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(f)(1) The undersigned acknowledge and agree that the foregoing Statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument. Dated: February 10, 1999 WARBURG, PINCUS INVESTORS, L.P. By: Warburg, Pincus & Co., General Partner By: /s/ Stephen Distler ---------------------------- Stephen Distler, Partner WARBURG, PINCUS & CO. By: /s/ Stephen Distler ---------------------------- Stephen Distler, Partner E.M. WARBURG, PINCUS & CO., LLC By: /s/ Stephen Distler ---------------------------- Stephen Distler, Member -----END PRIVACY-ENHANCED MESSAGE-----